Principal/Lead Auditor - GFX, Rates and Global Electronic Trading

Posted 8 hours 15 minutes ago by Illinois CPA Society

Permanent
Not Specified
Other
London, United Kingdom
Job Description
Job Title: Principal/Lead Auditor - GFX, Rates and Global Electronic Trading
Location: London
Corporate Title: Vice President

Group Audit (GA) is seeking a Principal Auditor to join its Global Foreign Exchange (GFX), Rates and Global Electronic Trading audit team to drive audit coverage of GFX, Rates and Global Electronic Trading risks and controls globally. The role will be based in London and will report directly to the Principal Audit Manager (PAM) - FX, Rates and Global Electronic Trading (eTrading) team.

What we'll offer you:
  • Hybrid working arrangements with the opportunity to work in the office and remotely from home
  • Competitive salary and non-contributory pension
  • 30 days' holiday plus bank holidays, with the option to purchase additional days
  • Life Assurance and Private Healthcare for you and your family
  • A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
  • The opportunity to support a wide-ranging CSR programme + 2 days' volunteering leave per year
Your key responsibilities:
  • Supports the PAM in planning, executing and reporting the results of internal audits of controls over predominantly Electronic Trading related risks and controls.
  • Leads audit assignments, understand the importance of project management, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings.
  • Undertakes all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively independently, and documenting audit work in accordance with Group Audit's (GA's) methodology and standards.
  • Executes day-to-day operational audit work and contributes to the delivery of audits.
  • Completes assigned audit work, including ad hoc projects and special investigations in line with agreed budgets.
  • Partners with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls.
Your skills and experience:
  • IT auditor with front to back Investment bank experience and someone who is able to build bridge between IT risks and controls and market conduct risks and how they could manifest themselves in Algo Trading environment.
  • Significant external or internal auditing experience and ideally in Investment Banking in Electronic Trading Space or FX, Equities and Rates asset classes where the candidate has worked on Electronic / Algorithmic Trading Audits or covered some of the aspect of these businesses.
  • Being able to read simple codes for electronic offerings such as SQL and Python.
  • Project management and planning skills.
  • Strong communication and presentation skills.
  • Professional credentials, including degree level education and a relevant professional qualification but not mandatory e.g. ACA/CFA/MBA/FRM.
How we'll support you:
  • Training and development to help you excel in your career.
  • Flexible working to assist you balance your personal priorities.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.
  • We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g., screen readers, assistive hearing devices, adapted keyboards).
About us and our teams:

Deutsche Bank is the leading German bank with strong European roots and a global network. Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.