Interim Senior Compliance Monitoring Officer (12-month FTC)
Posted 7 days 4 hours ago by Willow Resourcing
Finding the permanent market slow?
Immediately available or available at short notice?
What about a 12-month fixed term contract with the strong potential to become permanent?
That's what's on offer here.
You'll be responsible for conducting regular and ad hoc compliance monitoring reviews, producing concise, informative reports highlighting your findings, recommendations and areas for improvement and presenting them to senior management. You'll then monitor the implementation of any corrective actions and recommendations.
You'll have good Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as part of a wider, generalist role). You'll have a good working knowledge of Consumer Duty regulations, whilst excellent communication and stakeholder management skills are essential.
Company: Leading investment management firm
Location: Bath, Somerset
Workplace: Hybrid Working
Reference: 415196
To apply for this position, please click on 'Apply Now' button or email your CV together with details of your current remuneration to quoting reference 415196.
Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.