Junior Compliance Officer - Investment Management Advisory London

Junior Compliance Officer - Investment Management Advisory

London

Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Group's UK investment managers, including AHL, Discretionary and Solutions making it a varied, challenging and interesting opportunity.
The role has a broad remit and is best suited to individuals who are driven, enjoy a varied, hands-on role in a fast-paced and intellectually stimulating environment.

Responsibilities

• Liaise with the Man Data Science team on reviewing of alternative data vendor DDQs
• Assist Investor Services with drafting responses to investor DDQs and RFPs
• Run and enhance where possible existing monthly/quarterly compliance monitoring
• Assist with the running of Man Group's wall crossing process to support ECM and DCM activity
• Support with updates to compliance documentation and processes e.g. risk assessments, new product processes and conflicts registers
• Assist the Investment Management Compliance team with compliance related initiatives with to a view to developing and strengthening the compliance framework and programme
• Participate in various meetings and committees with infrastructure and investment management teams across the firm assisting the team with providing regulatory and compliance advice
• Assist in the creation, dissemination and delivery of compliance training
• Assist Regulatory Operations on regulatory filings and participate in the annual review of the Form ADV
• Opportunity to support the broader Compliance team on e-communication monitoring and MAR trade surveillance

Minimum Requirements

• A recent Graduate with strong academics, educated to degree level or equivalent
• Analytical and problem solving mindset
• Knowledge of Python or similar would be advantageous
• Up to 2 years prior experience in Compliance, Legal, Consulting or a similar role

Our Culture, Values and Benefits at Man

Man Group is proud to provide the best working environment possible for all of its employees, and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values.

We offer comprehensive, firm-wide employee benefits including competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Additional benefits are tailored to local markets and may include private medical coverage, discounted gym membership and wellbeing programmes.

Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact .

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