VP Private Markets Compliance Officer

Description

- Provision of qualitative compliance advice and support to the relevant business areas within Private Markets;

- Review of relevant regulatory developments and onward communication to the relevant business areas where appropriate;

- Active participation in Compliance or business-driven projects, including regulatory developments and supporting strategic growth initiatives;

- Providing Compliance representation throughout the Product Development process of EMEA domiciled Private Markets institutional and wealth products (including, ELTIF and LTAF), including review of fund documentation and provision of regulatory advice as it relates throughout the product development and distribution life cycle;

- Liaising with portfolio managers and other investment staff on regulatory matters and the application of compliance policies, eg, inside information and wall-crossings, crossing, allocation and re-allocation, conflicts of interest;

- Support of the Capital Markets Team on regulatory matters including advising on application of Information Barrier policy, Restricted Lists and applicable regulation;

- Drafting and maintenance of policies and procedures;

- Supporting the design and delivery effective regulatory training initiatives to the business.

Skills

• Compliance
• Law
• Regulations
• Stakeholder management
• Risk management
• Portfolio management

Job Title: VP Private Markets Compliance Officer

Location: London, UK

Rate/Salary: .00 GBP Daily

Job Type: Contract

Trading as TEKsystems. Allegis Group Limited, Bracknell, RG12 1RT, United Kingdom. No Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. TEKsystems is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at our website.

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