Compliance Officer - Portfolio Compliance - Asset Management

• Growing Investment Advisory Compliance team
• Global Asset Management firm

About Our Client

Our client is a leading Global Asset Management firm with offices based in the city of London, Europe, and Asia Pacific.

Job Description

The Compliance Officer - Portfolio Compliance - Asset Management will be responsible for:

• Conducting daily shareholder monitoring, data validation, and filing preparation for Shareholding Disclosure reporting obligations
• Ensuring accurate and complete disclosure submissions within prescribed internal and external regulatory deadlines, interpreting and enriching data (in Excel) to validate position movements and provide evidence-based filing submissions
• Interpreting legal and regulatory changes across various locations and jurisdictions
• Focusing on issue management, advisory support, data and regulatory analysis, project support, and stakeholder management
• Working closely with IT, Operations, Portfolio Managers, Advisory, and Investment Compliance
• Working as part of the wider Investment Compliance and Advisory Team

The Successful Applicant

The Compliance Officer - Portfolio Compliance should have the following skills:

• Approximately 3 - 5 years' relevant experience working in the asset management industry in a similar data-driven regulatory reporting role
• Familiarity with the EU Transparency Directive and extensive legal analysis capabilities of the relevant regulations
• Proficiency in Microsoft Excel and Word (using VLOOKUPs, sum, and other formulas)
• Stakeholder Management experience
• Strong numerical, analytical, and presentation skills
• Strong attention to detail required (zero breach focus)
• Pro-active approach to issue resolution, with the ability to work independently

What's on Offer

Salary of £55,000 - £70,000
Strong benefits package
Hybrid working - 3 days per week in the office