Compliance Officer

Compliance Officer | Financial Services | London/WFH | £40 - 50,000 (doe)

Finitas are supporting a growing financial services business in their search for a Compliance Officer to join their team. Reporting into the Head of Compliance, you will have an array of responsibilities, which include but are not limited to:

• Providing advice and guidance to first line teams on regulatory matters.
• Carrying out regular compliance reviews of the company's policies and procedures.
• Preparing compliance monitoring reports.
• Conducting file audits and call reviews.
• Collating and updating Compliance Registers.
• Identifying and investigating potential financial crimes such as fraud and money laundering.
• Handling customer complaints.

Experience required:

• Minimum 2 years compliance experience within financial services, preferably in secured lending/mortgages.
• Strong complaint handling and problem-solving skills.
• Strong planning and organisation skills.
• Excellent verbal & written communication skills with the ability to build relationships at varying levels.
• Strong working knowledge of the FCA handbook, including MCOB regulations.

Please note that you will initially be required to work in their London office 4 days a week, which then drops down to 3 days upon completion of a successful probation period.

If you have the right experience, please apply now! Or alternatively, for more information, please contact Raj