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Counsel - Broker-Dealer Regulatory & Compliance
Posted 2 days 14 hours ago by BCL Legal
A top-tier international law firm is seeking a qualified attorney to join its Broker-Dealer Regulatory & Compliance practice in New York. The position is open to candidates at the Associate, Counsel, or Staff Attorney level and offers an excellent opportunity for professional growth in a collaborative and dynamic environment.
Key Responsibilities:
Advising on broker-dealer regulatory and compliance matters, including financial responsibility rules, registration, and transactional issues.
Handling examinations, investigations, and advertising compliance.
Providing counsel on digital assets and distributed ledger technology.
Qualifications:
A minimum of 5 years of relevant experience in broker-dealer regulatory and compliance matters.
Outstanding academic credentials and a Juris Doctor (JD) degree.
Strong knowledge of financial regulations and digital asset technologies.
Excellent communication and interpersonal skills.
Compensation and Benefits:
Competitive salary commensurate with experience and position level.
Comprehensive benefits package.
Opportunities for career development and advancement.
This firm is committed to diversity and inclusion and is proud to be an equal opportunity employer. Candidates with the requisite qualifications are encouraged to apply.
