Head of Compliance (Retail Investments)

Want to work for an Investment FinTech with an amazing reputation - both for the service it provides and the way it treats its staff?

This company has a Glassdoor score of 4.8 - that's virtually unheard of in the UK. And here's a snapshot of what staff have had to say about them:

1. "Amazing place to work with supportive and motivated people"
2. "Dream company and work culture"
3. "Great place to learn and be heard"

This innovative FinTech has made headlines for all the right reasons over the last 7 years. It's been a really exciting journey so far and they've got an even more exciting future ahead.

Reporting into the Compliance Director (SMF16), you'll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.).

You'll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver assurance activities, provide pragmatic advice at pace, and carry out broader Compliance activities including horizon scanning, regulatory reporting, training etc.

You'll be a highly experienced Compliance professional with a proven track record of managing and developing Compliance teams. You'll have strong experience of working in a Retail Investments environment and will be very familiar with the regulatory requirements impacting the distribution of investment products such as ETFs, ISAs, Pensions etc.

Previous experience of working with product development teams would be advantageous as would any experience of working within FinTech firms.

Interested?

Click apply.

Company: Leading Retail Investments FinTech

Location: London

Workplace: Hybrid Working

Reference: 415179

To apply for this position, please click on 'Apply Now' button or email your CV together with details of your current remuneration to quoting reference 415179.